Jobs, fresher vacancy - Compliance Manager • UK

Company: LegalAndGeneral

UK

Job DescriptionWe’re recruiting for a Complinace Manager to join our team. In this role, you will work as part of the Compliance Advisory team and a wider Compliance team to provide high quality compliance advisory support principally within Private Markets. You will be proactively advising, challenging, reviewing, training and supporting the business to enable it to understand its regulatory responsibilities and to comply with regulation, delivering first class conduct risk mitigation and maximum business benefits. What you'll be doing:Personally providing first class, commercially focused compliance advisory support to the business in respect of one or more asset classes or business areas; proactively advising, challenging, reviewing, training, and supporting the business to enable it to understand its regulatory responsibilities and to comply with regulation, delivering first class conduct risk mitigation and maximum business benefitsLooking ahead to and analysing emerging and developing regulation in order to be able to support business stakeholders in understanding direct and indirect impacts of this and to plan and implement required changes in a timely manner in order to stay compliantEnsuring that own activity is focused in order to best deliver risk-based conduct risk and compliance value add whilst being curious and proactively identifying additional areas of activity that will bring further business benefitDeveloping close working relationships with business stakeholders within asset class or business area for which responsible, making extensive use of communication skills and personal expertise to achieve required outcomes and to effectively perform all identified value add activities, both operationally and commerciallyMaintaining an open and effective dialogue with all stakeholders, proactively suggesting ways in which the business can further understand, take responsibility for and mitigate its conduct risk profile. Using business partnership to ensure that the regulatory implications of new business initiatives and/or proposed changes are understoodWorking with the Senior Compliance Manager to ensure that timely, relevant and accurate conduct risk metrics/MI is available for allocated asset classEnsuring that Compliance policies and procedures are drafted, reviewed and updated in a timely manner and proactively participating in the production of regular Compliance & Conduct Advisory internal communication materials in order to support business awareness and understandingThrough positive engagement with business stakeholders, ensuring that appropriate processes, systems and controls are in place and that any risks and issues identified are escalated as necessary, reviewing and challenging as required and thereby ensuring that the Asset Class Oversight function supports the business in treating its customers and clients fairly