Jobs, fresher vacancy - Head of Compliance - SMF 16 • UK

Company: Broadgate Staffing

UK

Head of Compliance – SMF 16Location: London, UK – Hybrid WorkingRole OverviewTo lead and manage compliance across this International Retail Bank, ensuring alignment with strategic objectives and full adherence to regulatory and statutory obligations. This includes fulfilling the SMF16 (Compliance Oversight) role and promoting a strong compliance culture throughout the organisation.Key ResponsibilitiesOversee and implement the Bank’s Compliance Framework to meet all regulatory requirements.Ensure adherence to the Banking: Conduct of Business Sourcebook and UK Corporate Governance Code (as applicable).Provide compliance oversight and guidance to senior management, keeping them informed of regulatory developments.Monitor legal and regulatory compliance via a robust, risk-based monitoring plan.Act as a key liaison with regulators and manage regulatory reporting.Fulfil statutory duties of Head of Compliance, including the Data Protection Officer role where required.Lead compliance training, maintain key compliance registers, and support internal staff in understanding regulatory obligations.Ensure the Bank's Complaints Procedures are followed and reported correctly.Manage the Compliance function and support broader business integrity and customer trust.Experience and KnowledgeMinimum 10 years of experience in areas of compliance holding SMF16Strong knowledge of UK regulatory requirements and financial services compliance.Familiar with banking products, services, and procedures.Adheres to the ethical standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime.