Jobs, fresher vacancy - Compliance Officer • UK

Company: cer Financial Ltd

UK

Compliance OfficerCity of LondonHybrid 6-12 months contract £300 - £350 per day cer Financial are working alongside an international bank who are based in the City of London. They are seeking a Compliance Officer to work with the on a contract. The responsibilities of the Compliance Assurance Officer will include:Provide guidance in the UK Data Protection Regulations and related requirements, the PRA/FCA Outsourcing and third-party risk management and the Senior Managers and Certification Regime.To maintain and undertake the initial review of the branch policy & procedure document on the UK GDPR.Review the internal branch framework on compliance with the UK Data Protection.Regulation and provide advice to the branch staff on requirements for compliance with the regulations.To maintain and undertake the initial review of the branch policy & procedure document on the data protection matters.Review the internal branch framework on compliance with the PRA/FCA Outsourcing and third-party risk management and provide advice to the branch staff on requirements for compliance with the regulatory requirements.Review the internal branch framework on compliance with the Senior Managers and Certification Regime and provide advice to the branch staff on requirements for compliance with the regulatory requirements.Assist the business units with their implementation plans for internal policy and procedure changes resulting from legal or regulatory change affecting the Branch and monitor their performance against these plans.Undertake and support other compliance staff in carrying out monitoring programmes and report results of testing and details of any other significant compliance issues which emerge.Support the Compliance department’s maintenance of an annual monitoring programme for the different aspects of the Branch’s compliance and conduct risk management controls, on a basis that is appropriately focussed and commensurate to the associated risks; to provide the Branch with assurance as to the operational effectiveness of these controls in a manner that is proportionate to the nature, scale, and complexity of the operations of the Branch.Assist and support monitoring activities relating to the following: Conduct Risk, Depositor Protection/Single Customer View, Operational Resilience, Treating Customers Fairly and other regulatory risks as directed by the Head of Compliance.Prepare Compliance reports on assigned tasks and support the department in the preparation of reports for the branch senior management.Take on the Secretary to the Compliance and Regulatory Risk Committee if neededand any such other appointments that the Branch might reasonably require or need to have in place at this level of experience from time to time.Provide advice to staff or Branch senior management, on relevant aspects of compliance with UK law and regulation. Maintain technical and soft skills to the level necessary to effectively discharge the obligations and responsibilities of the Compliance Assurance Officer.The successful Compliance Assurance Officer will have:At least 5 years’ experience (or equivalent) in a regulatory compliance role in a small or medium sized Bank that includes: General Compliance activities in Data Protection matters and in the PRA/FCA Outsourcing and third-party risk managementUnderstanding of risk management frameworkExperience of presenting at meetings in both a written and verbal formatExperience of leading or providing support in project related workA reasonably good knowledge of regulation and the ability to work with the Head of Compliance to review/put in place proportionate and appropriate systems and controls for the Bank.Proficiency with Microsoft office tools, including the ability to produce written reportsKnowledge of the PRA/FCA Senior Managers and Certification Regime.Knowledge of any of, FCA Conduct Rules, PRA Depositor Protection rules, PRA/FCA requirements on Operational Resilience.